Records and Information Management for Regulated Industries

Adapted from CAS GST Course 2 for financial-services and healthcare compliance teams. Covers what a record is, how it is classified, filed, retained, and disposed of — with industry-specific extensions for regulated environments.

Records and Information Management for Regulated Industries adapts the CAS civil-service records management curriculum for private-sector compliance teams. The course covers the full records lifecycle: what constitutes a record, classification systems, filing protocols, retention schedules, and disposal procedures.

The course extends the civil-service foundation with modules specific to regulated industries: financial-services recordkeeping obligations, healthcare privacy compliance, and audit trails required by regulators.